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Case 1:23-cv-03903-JSR Document 31-2 Filed 07/20/23 Page 1 of 20
EXHIBIT 2
Case 1:23-cv-03903-JSR Document 31-2 Filed 07/20/23 Page 2 of 20
#2014-001
UNITED STATES OF AMERICA
DEPARTMENT OF THE TREASURY
COMPTROLLER OF THE CURRENCY
)
In the Matter of: )
) AA-EC-13-109
JPMorgan Chase Bank, N.A. )
Columbus, OH )
)
JPMorgan Bank and Trust Company, N.A. )
San Francisco, CA )
)
Chase Bank USA, N.A. )
Wilmington, DE )
)
)
CONSENT ORDER FOR THE ASSESSMENT OF A CIVIL MONEY PENALTY
The Comptroller of the Currency of the United States of America (“Comptroller”),
through his national bank examiners and other staff of the Office of the Comptroller of the
Currency (“OCC”), has conducted examinations of JPMorgan Chase Bank, N.A., Columbus,
Ohio; JPMorgan Bank and Trust Company, N.A., San Francisco, California; and Chase Bank
USA, N.A., Wilmington, Delaware (collectively referred to as “Bank”). The OCC has identified
deficiencies in the Bank’s Bank Secrecy Act/anti-money laundering (“BSA/AML”) compliance
program, resulting in violations of 31 U.S.C. § 5318(i) and its implementing regulation,
31 C.F.R. § 1010.610(a), (b) and (c); 12 U.S.C. § 1818(s) and its implementing regulation,
12 C.F.R.
[…]