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Case 1:23-cv-03903-JSR Document 31-1 Filed 07/20/23 Page 1 of 37
EXHIBIT 1
Case 1:23-cv-03903-JSR Document 31-1 Filed 07/20/23 Page 2 of 37
#2013-002
UNITED STATES OF AMERICA
DEPARTMENT OF THE TREASURY
COMPTROLLER OF THE CURRENCY
)
In the Matter of: )
) AA-EC-13-04
JPMorgan Chase Bank, N.A. )
Columbus, OH )
)
JPMorgan Bank and Trust Company, N.A., San )
Francisco, CA )
)
Chase Bank USA, N.A., )
Newark, DE )
)
)
CONSENT ORDER
WHEREAS, the Comptroller of the Currency of the United States of America
(“Comptroller”), through his national bank examiners and other staff of the Office of the
Comptroller of the Currency (“OCC”), has conducted examinations of JPMorgan Chase
Bank, N.A., Columbus, Ohio; JPMorgan Bank and Trust Company, N.A., San Francisco,
California; and Chase Bank USA, N.A., Newark, Delaware (collectively referred to as
“Bank”). The OCC has identified deficiencies in the Bank’s overall program for Bank
Secrecy Act/Anti-Money Laundering (“BSA/AML”) compliance and has informed the
Bank of the findings resulting from the examinations.
WHEREAS, the Bank, by and through its duly elected and acting Boards of
Directors (collectively ref
[…]